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Legal and Compliance

General Information and Important Disclosures

Legal and Compliance

General and Important Disclosures

Writings at this website are for informational purposes only and does not constitute an offer to sell, a solicitation to buy, or a recommendation regarding any securities transaction, or as an offer to provide advisory or other services by Brazen Capital, LLC in any jurisdiction in which such offer, solicitation, purchase or sale would be unlawful under the securities laws of such jurisdiction. The information contained in this writing should not be construed as financial or investment advice on any subject matter. Brazen Capital, LLC expressly disclaims all liability in respect to actions taken based on any or all of the information on this writing.

Social Media Important Disclosures

Brazen Capital Social Media Terms

Social media platforms, channels and websites are third party services unaffiliated with Brazen Capital, LLC (BZC). BZC has no responsibility for any operations and services of third party social media services. Any information arising from persons sharing and contributing content published by BZC is not controlled, endorsed or monitored by BZC. BZC is not responsible for the terms of use or privacy or security policies on any social media platform, channel or third party website that you may navigate to from this page. You should review the privacy and security practices of any and all such third party services.

 

Information contained on Brazen Capital, LLC social media platforms, channels and websites are not intended for distribution or use by any person in any jurisdiction where such distribution would be contrary to local law or regulation. The information is obtained from sources believed to be reliable, and its accuracy and completeness are not guaranteed. Information does not constitute a recommendation of any investment strategy, is not intended as investment advice and does not take into account all the circumstances of any recipient.

This information and/or materials provided via Brazen Capital, LLC social media platforms, channels and websites are provided for informational purposes only and recipients should not rely upon this information as a substitute for obtaining specific legal or tax advice from their own professional legal or tax advisors. Any opinions expressed in the material are subject to change without notice.

General Guidelines

By contributing to our social media platforms, channels and websites you consent to any information provided by your contribution being used by Brazen Capital, LLC and/or affiliates for the purposes explained in our Consumer Privacy Notice and for evaluating the effectiveness of our marketing and statistical analysis.

Brazen Capital reserves the right to block any follower who posts content that is deemed inappropriate or offensive or constitutes a testimonial, advice, recommendation or advertisement for securities, products, or services or is promotional in nature. Brazen Capital also reserves the right to block followers whose pages contain offensive or inappropriate content or serves as a promotional site. Brazen Capital does not endorse, and discourages clicking on, links posted by other social services, as they may pose risks to your computer or take you to inappropriate websites.

Privacy Policy
Privacy Notice
What does Brazen Capital do with our personal information?

01/

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.

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All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons Northern Trust chooses to share; and whether you can limit this sharing.

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The types of personal information we collect, and share depend on the product or service you have with us. This information can include:

  • Social Security number and income

  • Account balances and payment history

  • Credit history and account transactions

04/

All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons Northern Trust chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

01/

  • For our everyday business purposes - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus.

  • For our marketing purposes — to offer our products and services to you.

  • For joint marketing with other financial companies

  • For nonaffiliates to market to you

02/

To limit our sharing:​

You may limit our use or sharing of information about you for marketing purposes by calling (917) 847-7662, Monday through Friday, 9:00 am to 5:00 pm Eastern Time.

Please note: If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.

More about how do we protect and collect your information

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To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

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Federal law gives you the right to limit only

  • Sharing for affiliates’ everyday business purposes — information about your credit worthiness

  • Affiliates from using your information to market to you

  • Sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

02/

We collect your personal information, for example, when you:

  • Open an account or deposit money

  • Make deposits or withdrawals from your account or apply for a loan

  • Give us your contact information

We also collect your personal information from others, such as credit bureaus, affiliates or other companies.

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Your choices will apply only to you — unless you tell us otherwise

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